Insider Dealing & Market Abuse Awareness

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About Course

Anyone who works with confidential information about listed companies – in finance, legal, PR, IT or as an employee of a listed business – needs to understand insider dealing and market abuse. This course explains what inside information is, the criminal and civil regimes, practical controls such as insider lists, and what to do if you suspect abuse.

Tutwoo is an independent learning provider. This course is general awareness training written from published official sources and is not legal or regulatory advice. Follow your firm’s compliance procedures.

What Will You Learn?

  • Recognise inside information using the FCA’s tests
  • Understand the criminal offences and UK MAR civil offences
  • Apply practical controls to protect inside information
  • Know your reporting duties

Course Content

Course Lessons

  • What inside information is
  • The offences
  • Controls and reporting

Sources & Further Reading
The official guidance this course is based on.

Final Assessment

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