The FCA Consumer Duty: The Essentials

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About Course

The Consumer Duty sets a high standard of care that FCA-regulated firms must give retail customers. This course explains the Consumer Principle, the three cross-cutting rules, the four outcomes, how firms evidence good outcomes, and what it means for staff in day-to-day roles.

This course gives a general overview of the FCA Consumer Duty and is not regulatory or legal advice. Always follow your firm’s policies and the FCA Handbook.

What Will You Learn?

  • Understand the Consumer Principle and when the Duty applies
  • Apply the three cross-cutting rules
  • Recognise the four outcomes in your own work
  • Spot and escalate poor customer outcomes

Course Content

Course Lessons

  • What the Consumer Duty is
  • Cross-cutting rules and the four outcomes
  • Evidence, governance and your role

Sources & Further Reading
The official guidance this course is based on.

Final Assessment

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